Pastoral [pastorale]

(Fr., It. pastorale; Ger. Hirtenstück, Hirtenspiel, Schäferspiel etc.).

A literary, dramatic or musical genre that depicts the characters and scenes of rural life or is expressive of its atmosphere. The term has been used in musical titles as both an adjective (Beethoven’s Pastoral Symphony) and a noun (Franck’s Pastorale) and may be used both ways in referring to the type in general.

1. General.

2. Antiquity.

3. Secular vocal forms.

4. Christmas and instrumental pastorals in Italy.

5. 17th- and 18th-century Christmas and instrumental pastorals outside Italy.

6. 19th and 20th centuries.

BIBLIOGRAPHY

GEOFFREY CHEW/R (1–2, 4–6), OWEN JANDER/GEOFFREY CHEW (3)

Pastoral

1. General.

In its long history, the pastoral tradition has served a variety of audiences and artistic purposes. Accounts of it often stress the literary aspects of the tradition at the expense of the musical and pastorals addressed to cultivated audiences at the expense of the more popular, and in consequence the tradition often appears essentially artificial and unreal. Yet it has proved vital and flexible, not only as a self-contained genre, but (as in German Romantic music) occasionally in its ability to colour a variety of music not necessarily considered pastoral either by its composers or by critics. Arcadia or its equivalent can be an eschatological religious symbol, where the wolf lies down with the kid or where Christ is the Good Shepherd (as in Bach’s cantata no.104). Or it may be a symbol of Nature whose response to the sacred, or to art, is immediate and authentic (as in the Orpheus legend and in the popular pastoral tradition where animals speak on Christmas Eve). Or it may be a symbol of the ideal to which the artist vainly aspires. Moreover, within the pastoral setting, disruptive events may occur, and they are not always negligible or accountable in terms of double entendre: the idealized surroundings may only heighten the sense of loss (as in Schubert’s Die schöne Müllerin).

Pastoral depends upon the projection of a philosophical opposition, generally one between art and nature or between country and city. In pastoral music this opposition is usually reinforced by the use of distinctive styles, with the ‘natural’ style falling appreciably short of the complexity of the conventional style of the day. Even when pastoral appears to deal purely with rural life, its implied audience is almost invariably a knowing one, for whom the confrontation with ‘natural’ values traditionally represents a moral challenge. Accordingly, pastoral is often associated with political and religious allegories; indeed, most Renaissance and Baroque courtly operas, and other musical entertainments seeking to celebrate the status of a ruler, drew on pastoral.

The form and character of pastoral works are often influenced by notions of rhetorical persuasiveness, and in consequence the history of pastoral is often understood as a parallel to the history of rhetoric. New attitudes to the rhetorical force of pastoral took root in the 18th century. These have been associated (Halperin, 1983) with the critical attitude crystallized in Schiller’s essay Über naive und sentimentalische Dichtung (1800), in which the category of the idyll was first defined as a ‘mode of experience’ (Empfindungsweise) – that is, in terms of its psychological and expressive value rather than its subject matter (see §6 below). Indeed, pastoral is today often defined as a ‘mode’ rather than as genre or style (see Loughrey, 1984).

The philosophical oppositions in pastoral have been a preoccupation of the secondary literature, especially in English, since Empson (1935; see in particular Kermode, 5/1954), and encourage very general definitions of pastoral that often transcend limitations of subject matter, genre or medium. A distinction has also been drawn between ‘hard’ and ‘soft’ pastoral, following the definitions of hard and soft primitivism (Lovejoy and Boas, 1935), and reflecting the ease or lack of ease presupposed by the pastoral model; the parodies of pastoral so important in its history usually arise from the substitution of hard for soft pastoral or vice versa. The term ‘pastoral oasis’ has also been used (Poggioli, 1975) to describe a section featuring pastoral characteristics within a longer, non-pastoral work; such ‘oases’ can be shown to be subject to different constraints from those governing a work that is completely pastoral.

Pastoral

2. Antiquity.

Shepherds playing the syrinx – for the ancient Greeks, a typically pastoral instrument – appear in Homer’s Iliad (xviii, ll.525–6). Pastoral music, as a subject of interest in its own right, may have first appeared with Stesichorus (6th century bce): according to Aelian, Stesichorus was the first to compose ‘pastoral songs’ (boukolika melē; see Varia historia, x, 18), and he may have composed a lament for Daphnis (C.M. Bowra: Greek Lyric Poetry, Oxford, 2/1961, pp.84–5). Other origins were also claimed for pastoral song in antiquity, some, like that of Diodorus Siculus quoted below, no doubt mythical.

The pastoral song was first elevated to a considerable literary genre by Theocritus (3rd century bce) in his Idylls, which were probably intended for semi-dramatic public recitation. The pastoral Idylls include laments, strophic songs with refrains and singing matches, and the protagonists often play the syrinx as a literary device. These motifs perhaps originated in popular Sicilian shepherd music: Diodorus Siculus, for example, attributed the invention of pastoral song (boukolikon poiēma kai melos) to Daphnis, who played the syrinx (iv, chap.84). Other Alexandrians imitated Theocritus, and pastoral features are occasionally found in other musical genres. Greek terms for pastoral song include boukoliasmos (linked by Hesychius with ‘rustic’ music and dance), boukolika and so on. The closest to pastoral drama in antiquity was the satyr play; Euripides' Cyclops, for example, makes use of pastoral subject matter.

In ancient Rome, pastoral poetry was completely separated from music. Nevertheless, Virgil’s Eclogues (or Bucolics), partly in imitation of Theocritus, and set in a fictitious Greek ‘Arcadia’, were performed as sung mime in the 1st century bce (for the importance of musical concepts in the poetry of the Eclogues, see Virgil). It is no doubt primarily to Virgil that the persistence of Latin, and later vernacular, pastoral poetry is due.

Ancient dramatic theory (Aristotle and Horace, for example) takes no account of pastoral, however, and there are no contemporary accounts of the music used in satyr plays (see Brommer, 1944). This embarrassed some later ‘neo-classical’ pastoralists, who sought to conform to ancient precedent, for the use of traditional pastoral is itself virtually a statement of loyalty to classical ideals.

Pastoral

3. Secular vocal forms.

(i) Up to 1700.

The themes of pastoral poetry were revived in Carolingian times, especially in the works of Alcuin (?735–804), and they occur also in the repertory of the troubadours and trouvères in the Pastourelle, where the earliest musical settings of pastoral poetry survive. The 13th-century Jeu de Robin et Marion, ascribed to Adam de la Halle, is an entire pastoral play set to music; from the 14th century ecclesiastical dramas featuring shepherds and lowly characters were accorded similar treatment.

Between the late 15th and mid-18th centuries, Virgil’s Eclogues and other classical models, in Italian translation, inspired a series of notable original productions, the first of which was Jacopo Sannazaro’s Arcadia, a set of 12 eclogues (written 1481, published 1502). Pastoral themes occur occasionally in chansons and frottolas around 1500 but became ubiquitous during the subsequent history of the Italian and English madrigal. As the polyphonic madrigal gave birth to the monodic madrigal in the early 17th century, and the latter was superseded in due course by the cantata, the pastoral language was carried forward, with frequent references to Filli, Lilla, Clori, Dorillo, Silvio, Damone and other stock figures and use of devices such as the echo (see Echo, (2)). Cantatas with two or three pastoral characters were particularly common; as these works grew in proportions and acquired instrumental support they served as the chief point of departure for the later Serenata.

Even in the late 15th century, however, pastoral poems had been drawn out to large theatrical dimensions and associated with music. Angelo Poliziano’s Favola d’Orfeo (1471) included various instrumental episodes and dances; and throughout the 16th century dramatic and musical pastorals became increasingly popular in Italian courts and academies, and strongly influenced early opera. They generally took the form of elegant courtly entertainments with a classical veneer, especially for weddings. The most influential pastoral dramas of the Renaissance, Torquato Tasso’s Aminta (1581; see fig.1) and G.B. Guarini’s Il pastor fido (1589), were produced in courts such as Mantua and Ferrara, from which emerged also many other musical versions of pastoral: intermedi and similar celebratory occasional pieces (see Intermedio); a flood of semi-dramatic polyphonic madrigals setting Guarini and other poets (Il pastor fido provided the texts of well over 500 madrigals); and the earliest operas, notably Monteverdi’s Orfeo (1607; on Tasso, Guarini and opera, see Abert, 1970). Related to these is Cavalieri’s sacred allegorical pastoral Rappresentatione di Anima et di Corpo (1600). Pastoral tales formed the basis of most of the early operas of the late 16th and early 17th centuries, the two most popular being Dafne (libretto by Ottaviano Rinuccini, 1597), set by Peri, Gagliano and Schütz, among others, and Euridice (Rinuccini, 1600), based on the story of Orpheus, set by Peri and Caccini. The Orpheus legend has had lasting appeal for composers since Poliziano and Monteverdi, forming the subject of operas by Stefano Landi, Antonio Sartorio, Antonio Draghi and many others up to Birtwistle in the late 20th century.

Pastoral operas declined in popularity in Italy towards the middle of the 17th century, as interest shifted to historical themes in opera seria and to a commedia dell’arte spirit in opera buffa. Yet the use of pastoral ‘oases’, supplying a distinctive, affective colouring for the sake of variety, became part of the opera composers’ stock in trade for centuries to come (see Bianconi, 1970, for an example). Late 17th-century Italian secular pastorals are usually small-scale, sometimes termed favole boscareccie, and often intended as occasional entertainments (e.g. La Circe, a two-act pastoral ‘operetta’ with text by G.F. Apolloni and music by Cesti and Stradella, performed in the garden of the Villa Aldobrandini, Frascati, on 10 May 1668 in honour of Cardinal Leopoldo de’ Medici). At the end of the 17th century, however, literati patronized by Queen Christina of Sweden and other aristocrats in Rome, together with composers such as Alessandro Scarlatti, sought to reconstruct Italian literary culture according to the traditional Christian classical pattern of Petrarch. Pastoral operas as such once more took their place in the repertory of this circle (see Dent, 1951, for an example). (For 17th-century Italian sacred pastorals, see §4 below.)

Guarini’s Il pastor fido remained the chief model for pastorals in the 17th century, and was translated into all the principal European languages and various dialects (Bergamasque, 1600; English, 1602; Spanish, 1604; French, 1622; Neapolitan, 1628; vernacular Greek, 1658; German, 1671 etc.). It eventually lent itself to parody, as in Il pastor infido (a ‘scherzo drammatico’, Padua, 1715).

Of the countries in which pastoral drama and prose were cultivated in the Renaissance, Spain was also influential; a well-known early example of Spanish dramatic pastoral is the Diana of Jorge de Montemayor (c1560), and the Spanish pastoral romance was burlesqued in Cervantes’s Don Quixote (1605–15). The most characteristic pastoral genre of the 17th century in Spanish musical theatre was the Zarzuela, with spoken dialogue and songs; the earliest such piece sung throughout was Lope de Vega’s La selva sin amor (1627). This repertory persisted until the introduction of Italian opera to Spain in the early 18th century.

French pastoral dramas drawing on Italian and Spanish precedents, with music, choruses, dancing and machines, appeared first in the late 16th century. Although the pastoral drama retreated in France in the 17th century in the face of French classical tragedy, pastoral theory formulated at that time (notably by Rapin and Fontanelle) was influential in France, England and elsewhere (see Congleton, 1952). The first pastoral to be sung throughout in France was Le triomphe de l’Amour of Charles de Bey and Michel de La Guerre (first performed 1655); subsequent pastorals included the Pastorale d’Issy of Cambert and Perrin (1659), an important part of the establishment of opera in France, Lully’s Les fêtes de l’Amour et de Bacchus (1672) and Destouches’s Issé (1697). At the same time a perhaps paradoxical subgenre, the Pastorale-héroïque, is found.

Italian pastoral opera was performed as early as 1618 in the Steintheater at Hellbrunn (Salzburg) and also in other places in central Europe, including Bohemia and Poland, in the early 17th century. The earliest German operas were also chiefly indebted to the pastoral opera of the Italian courts (for example Schütz’s Dafne, 1627, now lost, and S.T. Staden’s sacred pastoral Seelewig, 1644). Pastorals remained popular in German- and Slavonic-speaking areas, largely because musical institutions were centred on local aristocratic courts; later examples include J.S. Kusser’s Erindo (1694).

Italianate pastoral drama was established in England by Lyly, Shakespeare and Fletcher, among others, about 1600; this tradition, together with court masques, which reached their peak in the early 17th century, and pastoral entertainments such as Henry Lawes’s setting of Milton’s Comus (1634), represented the chief manifestations of dramatic pastoral in England before pastoral operas such as Blow’s Venus and Adonis (c1683) and, perhaps, Purcell’s Dido and Aeneas (1689; see Harris, 1980). However, the traditional pastoral opera was never strongly established in England during the Baroque or later.

(ii) After 1700.

During the 18th century traditional pastoral opera retained its usefulness as a vehicle for graceful entertainments before noble patrons (fig.2), especially in France and Germany; examples range from Fux’s Orfeo ed Euridice (1715) and Caldara’s Dafne (1719) to Haydn’s ‘dramma pastorale giocoso’ La fedeltà premiata (1780). The expression of the polarity of ‘art’ and ‘nature’ continued to develop, however, in accordance with the evolution of the conception of ‘naturalness’. In the early 18th century German composers could allude to pastoral by means of simple, ‘folklike’ aria structures, often with vernacular texts, probably first found in pastorellas and other non-operatic genres. One such is ‘Mein Kätchen ist ein Mädchen’ from Keiser’s Croesus (1711). Similar pastoral touches occur also, for example, in Bumbalka’s Czech aria ‘Já jsem plná veselosti’ from the vernacular intermezzos to František Antonín Míča’s opera L’origine di Jaromeriz in Moravia (1730; see Helfert, 1925). They are of great importance for the later creation of national styles in central European and German opera.

In Germany and elsewhere, this simple pastoral style contributed to the rise of the Ballad opera, and (particularly in theatres subject to commercial pressures) to the pastoral parody, a wide variety of which was manifested in the 18th and 19th centuries; this at first often presupposed a fairly sophisticated understanding of the pastoral tradition. Among the most inventive parodies of the early 18th century are those of the ‘Scriblerus Club’ in England (Swift, Pope, Gay and others), whose aim was to ridicule ‘all the false tastes in learning’. Gay’s absurd versions of pastoral include the enormously successful Beggar’s Opera (1728). Another, rather different product was his pastoral ‘serenata’ Acis and Galatea, set by Handel (1718); here the parodistic element is absent, and the work perhaps stands as a manifesto of contemporary English neo-classical pastoral. In Scotland Allan Ramsay’s The Gentle Shepherd (first published in 1725 and often reprinted) was transformed on several occasions into a ballad opera, on the model of The Beggar’s Opera, first in Edinburgh (1729) and later in London. A version with music by Thomas Linley (i) was produced in 1781. Of later 18th-century parodies, this time of the traditional Italian Platonic love pastoral, Lorenzo da Ponte’s libretto for Mozart’s opera Così fan tutte (1790) particularly deserves mention, though Mozart’s setting is scarcely pastoral in any distinctive sense.

The French equivalents to the simple melodies of German and British ballad operas were the vaudevilles (popular melodies to which new texts were added), from which so-called vaudeville comedies were constructed in the first half of the 18th century (see Vaudeville). These became the basis of a tradition of soft pastoral, of which J.-J. Rousseau’s Le devin du village (1752) is an early example: this comprises opéras comiques in rural settings, often with deliberately simplified music, whose plots reflect a mythical, idealized view of the peasantry along the lines of Rousseau’s own thought. Analogous works were also produced in England (for example the pasticcio Love in a Village, 1762); the Singspiele composed by J.A. Hiller in Leipzig in the second half of the century (for example Die Jagd, 1770) also represented adaptations of French librettos of this type. All such works reflect a simplified musical style which was regarded as the ‘natural’ pastoral style of the period – a natural style comparable, perhaps, to the soft pastoral of Marie Antoinette’s milkmaid disguise.

In the 19th century the eclectic approach of composers such as Meyerbeer ensured the survival of pastoral ‘oases’ among other means of creating local colour in French grand opera and elsewhere; among the most original of these should be counted the shepherd’s ‘alte Weise’ in Act 3 of Wagner’s Tristan und Isolde (1865). Otherwise, in the French repertory as in the Italian, pastoral traits are not very evident, even with subject matter that would in earlier times have virtually demanded their use.

The ‘folk-based’ pastoral style in 18th-century opera became the basis, however, for many new developments in national opera repertories. Since the common conception of ‘nature’ at this period comprised landscape, often a specifically national landscape, the Singspiel pastoral idiom acquired powerful new ideological and psychological content. From the early 19th century it was able to symbolize national aspirations, both in German Romantic operas such as Weber’s Der Freischütz (1821) and later (through the rediscovery of equivalent idioms: see especially Nejedlý, 1929, iii) in works of the Czech nationalist school, of which the most prominent example is Smetana's The Bartered Bride (1866).

Pastoral parody, normally comic, also continued throughout the century, principally in French operettas and their offshoots elsewhere; to an unexpected extent these returned to Renaissance and Baroque pastorals for their basic subject matter or style (for example, Offenbach’s Orphée aux enfers, 1858, and Sullivan’s Iolanthe, 1882). In addition a new form of pastoral, the ‘pastoral of childhood’ (see Empson, 1935), may be discerned later in the century in the Märchenoper (‘fairy-tale opera’) such as Humperdinck’s Hänsel und Gretel (1893).

The new soft Mediterranean pastoral idiom which had been developed from the late 19th century in French orchestral music and ballet, as in Debussy’s Prélude à l’après-midi d’un faune (1892–4) and Ravel’s Daphnis et Chloé (1912), in turn suggested hard equivalents in the early 20th century, as in Stravinsky’s The Rite of Spring (1913) and The Wedding (1923), or later in the crude primitivism of Carl Orff (Der Mond, 1939; Die Kluge, 1943). Other deliberately ‘simple’ and by that token pastoral styles were developed from various styles of commercial popular music, often drawn from jazz, either directly or via the Broadway or Hollywood American musical (for example, in Milhaud’s ballet La création du monde, 1923; Krenek’s Jonny spielt auf, 1927; Gershwin’s Porgy and Bess, 1935, among many others); these form an obvious hard counterpart to the soft pastoral both of the continuing folksong tradition, exemplified in Vaughan Williams’s Hugh the Drover (1924), and of the musical-comedy tradition itself (e.g. Rodgers and Hammerstein’s Oklahoma!, 1943). Another source of ‘simple’ music has been found in the styles of past ages, as in a number of the works of Stravinsky.

In some works composers did not merely cultivate ‘simple’ idioms but also rejected 19th-century notions of realism in opera, at the same time succeeding in returning to a more profound, moral version of pastoral. With Brecht and Weill, the use of a ‘hard’ cabaret idiom at odds with conventional expectations of opera is seen in Die Dreigroschenoper (1928) as in Aufstieg und Fall der Stadt Mahagonny (1930). Stravinsky’s The Rake’s Progress (1951) appears to represent a different, religious conception of pastoral, both Auden’s libretto and Stravinsky’s music setting up a pastoral opposition between country and city against which the spiritual progress of the hero can be measured.

Pastoral

4. Christmas and instrumental pastorals in Italy.

It is generally assumed that 17th- and 18th-century Italian composers created a vocabulary of instrumental motifs, associated with music for Christmas Eve, which eventually became the common property of all European music. This assumption is adopted here, although the history of pastoral music is as yet imperfectly understood: explicitly pastoral sacred songs are attested in Germany before they are in Italy (see §5 below), and it is not known whether the Spanish and Latin-American Villancico – another explicitly pastoral tradition – had any links with pastoral music elsewhere in Europe.

Reference to pastoral music for Christmas was made by Castaldo (Vita del B. Gaetano Tiene, Rome, 2/1616, p.85), and he is one of several who claimed that the custom had been instituted by St Cajetan (Gaetano) of Thiene after a vision he had had on Christmas Eve 1517.

The earliest surviving collection of Christmas pastorals in Italy is the Pastorali concenti al presepe of Francesco Fiamengo (1637), written for the domestic Christmas Eve celebrations of his patron at Messina. This collection contains prototypes of most later Italian pastorals, both vocal and instrumental, including a Sonata pastorale ‘a 2 Violini, Viola, e Trombone ò Leuto’, and it contains, intermittently, many of the pastoral motifs later popularized by Corelli. These motifs include lilting melodies in triple time (here 3/2, later usually 6/8 or 12/8) mainly in conjunct motion, prominent use of parallel 3rds, drone basses and symmetrical phrases (ex.1). Such features are prominent in the music-making of Italian shepherds (pifferari), who have been recorded playing the shawm (piffero) and bagpipe (zampogna) at Christmas in towns since the 19th century (ex.2); it has been reasonably suggested that this music may have been cultivated in the 17th century and that it was being imitated in these and later pastorals.

Picturesque motifs of the same sort occurred in art music as early as 1581, in a madrigal by Marenzio, and they occur also in Frescobaldi’s Capriccio fatto sopra la Pastorale, published in his Toccate d’intavolatura di cimbalo … libro primo in the same year as Fiamengo’s collection. Pastorals for organ similar to the latter were written in Italy and elsewhere from the 17th century by many composers, including Bernardo Pasquini, Zipoli and possibly Bach (bwv590: the authenticity of this work has been questioned). Harpsichord pieces were also occasionally pastoral, notably (outside Italy) in the musette (see Musette, (3)).

Fiamengo’s vocal pieces include a lullaby to the Christ child; its text, like those of other 17th-century Italian and German pastorals, was designed to heighten the emotional pitch of devotion. This piece seems to be the earliest example of the Ninna, a category of Italian vocal Christmas pastoral in the form of a lullaby: ninne were written by Francesco Durante, Paisiello and Cimarosa, and the tradition survived until at least the 19th century.

Fiamengo’s pastorals and those of other 17th-century Italian composers sometimes contain echo effects: these continued as an occasional feature of the later pastoral outside Italy. Other pastoral devices, such as dialogues between allegorical characters, also occur in 17th-century Italian pastorals, and there are 17th-century Italian Christmas motets containing sections with drone basses and melodies harmonized in 3rds. Leichtentritt (Geschichte der Motett, Leipzig, 1908/R) described one such motet by Carissimi, dating from 1675.

In the early 18th century the conventions of pastoral music were applied to the oratorio and concerto grosso. At the Vatican, in the first and second decades of the century, vernacular cantatas were given at banquets on Christmas Eve after First Vespers of Christmas (A. Adami, Osservazioni per ben regolare il coro dei cantori della cappella pontificia, 1711; the relevant passage is reproduced in U. Kirkendale, Antonio Caldara: sein Leben und seine venezianisch-römischen Oratorien, Graz, 1966, p.71). Cantatas with allegorical characters and pastoral characteristics were written for this purpose by Alessandro and Domenico Scarlatti and by Caldara; Domenico Scarlatti composed similar cantatas in Lisbon in the 1720s for the king’s name day, which fell in the Christmas season. Pastoral motifs were used also in liturgical music: Durante wrote a Gloria in pastorale as well as other pastoral music. Pastoral masses subsequently enjoyed a great vogue, particularly in Germany (see §5 below).

Christmas cantatas contained vocal and instrumental pastorals (for example, at the end of introductory instrumental sinfonias) in which the pastoral vocabulary of the previous century reached its classic expression (ex.3). These pastorals are in many respects almost indistinguishable from sicilianas. Their tempo is often larghetto (although opinion about the correct tempo of Italian pastorals – whether they should be fast or slow – was not unanimous even in the 18th century); the time signature is often 12/8 or 6/8; the melodies are harmonized predominantly in 3rds and 6ths; long drone basses, or at least pedal points, on tonic and dominant are frequent; a distinction between concertino and ripieno groups of players is often drawn. Such features are best known, however, from the pastoral concerti grossi which were published by Italian composers at this time, especially in Corelli’s ‘Christmas’ Concerto, ‘fatto per la notte di Natale’, published posthumously in 1714 as op.6 no.8. In this work, the pastoral (‘ad libitum’, a phrase admitting of varying interpretations) is placed at the end of a substantial concerto grosso.

Numerous concertos and, later, symphonies incorporating pastoral motifs in this style, presumably in imitation of Corelli (though their chronology is not clear), were written by a number of his Italian contemporaries and successors, including Torelli (published 1709), Manfredini, Locatelli, Schiassi, Ferrandini, Giuseppe Valentini and Geminiani. They subsequently came to be written throughout Europe.

Pastoral

5. 17th- and 18th-century Christmas and instrumental pastorals outside Italy.

In the 17th century Germany and the Slavonic countries possessed a distinctive tradition of Christmas pieces in which well-known Christmas songs were quoted, often in a deliberately simple and perhaps ‘popular’ style. A mass by Tomasz Szadek of 1578 quotes the well-known song Dies est laetitiae (WDMP, xxxiii, c1957); a mass, Exultandi tempus est, by Franz Sales is in a simple homophonic style, with unusually extensive use of triple time, and it has been described as the German prototype of the pastoral mass (P. Wagner, Geschichte der Messe, i, Leipzig, 1913/R, 219ff). This tradition persisted even after the introduction of explicitly pastoral imagery (see below): instrumental pieces quoting Christmas songs include the Concerto secundo of Adam Jarzębski, copied in 1627 (WDMP, li, 1964–5, pp.10ff) and various works by Pavel Vejvanovský dating from the 1660s and 1670s (e.g. MAB, xlviii, 1982–4 nos.16, 21). In Poland the well-known Christmas songs were themselves termed pastorals and were published in collections.

In a Pastorale nel nascimento di Christo sopra il Joseph lieber Joseph mein (before 1628), Daniel Bollius of Mainz may have attempted to reconcile the German and Italian traditions: an ornamented version of Joseph lieber (i.e. Resonet in laudibus) is quoted, and some Italianate motifs occur within it. Joseph lieber was associated with the German and Slavonic custom of ‘rocking the Christ child’; Schütz in his Historia der … Geburth Gottes (1664) also alluded to this custom by adopting a ‘rocking’ motif in the bass (ex.4), resembling those used by Merula (see Ninna) and by Monteverdi, in Arnalta’s lullaby ‘Oblivion soave’ in Act 2 of L’incoronazione di Poppea (1642).

A more lasting influence was exerted through Catholic hymnbooks in Germany and Bohemia (see Cantional). In the 17th century the Jesuits seized on the hymnbook as a weapon of the Counter-Reformation; and the new texts, many written to old melodies, in these collections included pastoral texts which, like those of 17th-century Italian pastorals, were intended to evoke intense religious emotion. The Jesuit Friedrich Spee von Langenfeld included a number of pastoral texts in his popular Trutznachtigall (1628), which was widely imitated and translated into Czech (1665). Many Czech songs in earlier hymnbooks had been responsorially performed; this quasi-dramatic style, together with the pastoral convention and with idyllic Christmas songs such as those of Adam Michna, contributed to the formation of the Pastorella.

In France, Charpentier introduced popular noëls (melodies with strong pastoral connotations) into his Christmas Midnight Mass setting (see Noël). Other French composers arranged noëls either for organ (Le Bègue, Dandrieu, Daquin, Michel Corrette and others; the tradition survived in the work of Guilmant) or for orchestra as ‘symphonies’ or ‘suites de noëls’ (Lalande, Gossec). From the second half of the 17th century the French court indulged a taste for the pseudo-pastoral also in secular music: the bellows-blown bagpipe (musette) and hurdy-gurdy were cultivated in instrumental and operatic music. The musette in turn gave its name to a movement in many 18th-century instrumental suites coupled with the gavotte and using drone basses.

A lasting tradition of instrumental pastorals began in Germany in the late 17th and early 18th centuries, when composers in and near Vienna wrote instrumental pastorals using the Italian pastoral vocabulary of Corelli and his contemporaries. Sonate pastorali (pastoral trio sonatas) were written by Fux, J.H. Schmelzer and others (manuscripts in A-Wn and Wsp). Besides the Italian conventions, the style of Austrian peasant music was imitated, presumably for comic rather than idyllic effect (e.g. in Heinrich Biber’s Bauernkirchfahrt; later pieces in this tradition include the Bauernhochzeit, 1755, of Leopold Mozart, ed. in DTB, xxvii, Jg.ix, vol.ii, 1908). Animal and bird sounds were imitated; Sandberger showed that this was an old tradition in German music (an example from this period is Poglietti’s Capriccio über das Henner- und Hannergeschrei for keyboard).

From the late 17th century, in Poland, Moravia, Austria and elsewhere, the pastoral tradition developed in the music of provincial church choirs into the pastorella, the pastoral mass and settings of other liturgical texts (e.g. the Pange lingua and Alma Redemptoris mater) in pastoral style. These categories enjoyed an enormous vogue in the second half of the 18th century. Tittel (1935) enumerated many characteristics of the pastoral mass, which besides italianate features included fanfare motifs (reminiscent of the alphorn or tuba pastoralis), occasional sections in unison, omission of sections of text not in accordance with the Christmas mood and the predominance of even-bar phrases. An independent echo chorus of soloists is occasionally found, as in the punning echo effect from the most celebrated of Abbé Vogler’s pastoral masses (1775;ex.5). Though Tittel termed this the ‘Viennese’ pastoral mass tradition, it was diffused throughout central Europe. Pastoral masses and other pastoral music remained traditional in many places in Austria even after the rise of Cecilianism; modern Austrian composers have occasionally written pastoral masses or mass sections.

In the early 18th century a pastoral style of instrumentation was developed in both sacred and secular pastorals, especially in German areas. Wind instruments symbolized the fluting or playing of reed pipes by classical shepherds: for this purpose such instruments as the chalumeau, oboe d’amore and oboe da caccia were used (as for example in the sinfonia of the second section of Bach’s Christmas Oratorio, whose pastoral conventions otherwise resemble those of Corelli). Flutes and oboes, often in pairs, eventually became more usual; but the ‘Pifa’ (‘pastoral symphony’) of Handel’s Messiah is still a simple string setting. The Italian pastoral conventions of the early 18th century came to be adopted in the works of Bach, Handel and their contemporaries wherever the text referred to shepherds, in both sacred and secular music – for example, in pastoral pieces such as Handel’s Acis and Galatea, in Christmas works and in sacred works where Christ was referred to as the Good Shepherd (e.g. Bach’s cantata Du Hirte Israel, höre, bwv104).

At an early date the pastoral tradition entered that of the symphony and solo concerto in Austria, Germany and Bohemia, sometimes in works written for Christmas. These works, by composers such as Leopold Hofmann, Linek and G.J. Werner, were virtually instrumental pastorellas; they contain pedal points and alphorn-like fanfares, as do the pastoral symphonies and concertos of Mannheim composers (Cannabich, Toeschi and others). Other such works stand more directly in the line of descent from Corelli.

Some works of this period include picturesque nature motifs, such as those in Vivaldi’s ‘Four Seasons’ and bird-calls (Boccherini, G.J. Werner), and programmatic representations of storms and the thanksgiving of Nature at their abatement (Steibelt; J.H. Knecht, Le portrait musical de la nature, c1785; organ improvisations representing storms had been performed by Abbé Vogler and Knecht). A wide variety of picturesque motifs of this type occur in Haydn’s Creation (1796–8) and Seasons (1798–1801). (For pastoral Christmas pieces in the Iberian peninsula and Latin America, see Villancico).

Pastoral

6. 19th and 20th centuries.

Beethoven adopted many of the conventions of 18th-century pastoral music in his Pastoral Symphony op.68 (1808), but he carefully described the work as ‘more the expression of feeling than [realistic] painting’, thereby revealing a preoccupation with the subjective psychological effects of the pastoral scene that was more thorough-going than that of his predecessors. The pastoral qualities of the work are due in part to an avoidance of the dynamic drive often associated with the tonal design of Beethoven’s forms, in part to an unusual emphasis within the formal scheme on the subdominant and to the adoption of a generally slow harmonic rhythm. The first movement, moreover, is constructed almost entirely from major triads.

The picturesque and idyllic motifs of Nature already adopted in some 18th-century music (see above) and unconnected with the Christmas pastoral tradition, such as motifs suggesting running water or hunting scenes in the forest, came to permeate much of the music of composers such as Schubert and Weber (e.g. in the piano accompaniment to Schubert’s Die Forelle, or Weber’s Freischütz overture). They are indicative of an idealization of Nature, but may be given an ironic twist (as in Schubert’s Schäfers Klagelied).

Some 19th-century composers increasingly preferred to use the forbidding and irrational aspects of Nature as models, or to attempt to re-create the pastoral music of an archaic period when, some believed, it had possessed a power later lost under the constraints of civilization. No doubt it is in this light that one should consider the pastoral convention, perhaps invented by Berlioz, of a melody comprising irregular expressive arabesques on a solo instrument, with all accompaniment totally jettisoned. There is an example (ex.6) in the ranz des vaches, or pastoral alphorn melody, for oboe and english horn in the ‘Scène aux champs’ from Berlioz’s Symphonie fantastique (1830, subsequently revised; see N. Temperley, ed., New Edition of the Complete Works, xvi, Kassel, 1972, esp. pp.x, 191). Expressive, unaccompanied, rhythmically free passages contrasted with their immediate contexts had occurred earlier (e.g. in the first movement of Beethoven’s Piano Sonata op.31 no.2, 1802), but Berlioz invested his with new significance: he intended this example specifically to evoke a mood of unsatisfied passion in a romantic northern pastoral setting. (The effect may have been suggested to Berlioz by a passage in Chateaubriand’s René of 1805.)

Similar symbolic, imaginative re-creations of archaic pastoral melodies occur in the works of many later composers. Examples may be seen in the sailor’s song in Act 1, and the shepherd’s piping in Act 3, of Wagner’s Tristan und Isolde (1857–9) and in the passages for natural E trumpet and wordless voice in Vaughan Williams’s Pastoral Symphony (1922). Debussy used similar melodies (e.g. ex.7, from L’après-midi d’un faune, 1891–4) to suggest the pastoral music of Greek antiquity – in other words, to create a specifically Mediterranean pagan pastoral convention. The works of a number of early 20th-century composers, notably in France, reflect a vogue for ancient Greek pastoral imagery, sometimes coupled with the influence of Debussy: these include Roussel’s Le poème de la forêt (1906) and other works, Ravel’s Daphnis et Chloé (1906–11), Carl Orff’s Tanzende Faune (1914), and Dukas’ La plainte au loin du faune (1920).

Throughout the 19th century and well into the 20th, composers continued to cultivate the older italianate pastoral inherited ultimately from Corelli (e.g. ‘How lovely are the messengers’ from Mendelssohn’s St Paul, 1836), whose conventions came to be thought particularly well suited to performance during church services. Non-italianate characteristics were occasionally added to this type of pastoral, as in Dohnányi’s Pastoral for piano, subtitled ‘Hungarian Christmas Song’ (1921). Berlioz chose this type of pastoral for the ‘Shepherds’ Farewell’ in L’enfance du Christ (c1850–54) to create an ‘archaic’ effect; a similar neo-classical intention lies behind the italianate pastoral conventions of the second Interludium from Hindemith’s Ludus tonalis for piano (1943).

For further information see Bergerette (ii); Brunette; Caccia; Kolęda; Pan; Programme music; Quempas; Ranz des vaches; Siciliana; Syrinx.

Pastoral

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